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Provider: RegEd, Inc.
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C26337
RegEd, Inc.
Credits
6.0
Content Area
Ethics & Professional Responsibility
Topic(s)
Conflicts of Interest
Professional Conduct
Credits
6.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
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C26303
RegEd, Inc.
Credits
3.0
Content Area
Products and Practice
Description

Cybersecurity & the IAR describes the importance of a cybersecurity program, beginning with FINRA's Report on Cybersecurty Practices, which includes the top cybersecurity threats and suggested preventative measures. The course continues with the SEC's Cybersecurity Risk Alert and details findings from its most recent sweep. The course explores tactics used to hack into firmsystems and how firms and financial professionals can recognize and prevent breaches. Best practices for financial professionals who handle confidential and sensitive information are detailed, including examples of the specific information that must be protected.

Topic(s)
Cybersecurity
Credits
3.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand
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C80809
RegEd, Inc.
Credits
0.5
Content Area
Products and Practice
Topic(s)
Cybersecurity
Credits
0.5
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Overview/Beginner
Content Area
Products and Practice
Course Date
On Demand
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C27065
RegEd, Inc.
Credits
2.0
Content Area
Ethics & Professional Responsibility
Topic(s)
Portfolio Management
Credits
2.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
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C21237
RegEd, Inc.
Credits
1.0
Content Area
Ethics & Professional Responsibility
Topic(s)
General advisory
Credits
1.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Overview/Beginner
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
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C21372
RegEd, Inc.
Credits
1.0
Content Area
Products and Practice
Topic(s)
Business Continuity Plans/Succession Plans
Credits
1.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Advanced
Content Area
Products and Practice
Course Date
On Demand
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C21236
RegEd, Inc.
Credits
1.0
Content Area
Products and Practice
Topic(s)
Digital Assets
Credits
1.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Overview/Beginner
Content Area
Products and Practice
Course Date
On Demand
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C21304
RegEd, Inc.
Credits
1.0
Content Area
Ethics & Professional Responsibility
Topic(s)
Conflicts of Interest
Credits
1.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
View Course