Approved IAR CE Courses

This course presentation outlines the fundamentals and applications of structured notes in investment portfolios. It will be discussing types of income and downside protection strategies. The purpose is to educate financial advisors and investors on leveraging structured notes to diversify portfolios, generate income, and mitigate risks.

This course examines the key components of building a defensible alternative investment program within a registered investment advisory firm. Participants will explore governance frameworks, due diligence processes, portfolio integration, and regulatory expectations that support consistent and well-documented investment decisions. The course also discusses practical approaches to developing repeatable policies and procedures that strengthen fiduciary oversight and risk management. Real-world examples highlight common deficiencies observed during regulatory examinations and strategies for addressing them. By the end of the session, participants will be better equipped to evaluate their firm's alternatives program and identify opportunities for improvement.

This course examines the evolving advisory landscape, focusing on recent tax legislation, developments in alternative investments, and the growing role of AI in financial services. Participants will review significant regulatory and market changes that may influence investment planning, due diligence, and client recommendations. This course also explores practical considerations for evaluating tax strategies, alternative investment opportunities, and emerging technology within an advisory practice

This course provides an overview of tax-planning strategies that can be used with real estate investments and development. Participants will explore the real estate development J-Curve, Roth conversion strategies, and Opportunity Zone investments, including the potential benefits of fair market value treatment. The course also covers the risks associated with these strategies and ways advisors can help clients evaluate and manage those risks. Through examples and case studies, participants will see how these strategies may be incorporated into broader client planning. By the end of the course, participants will be able to identify key tax-planning opportunities, evaluate potential risks, and determine when these strategies may be appropriate for a client.

This course provides financial professionals with a clear understanding of how oil and gas investments can create income, deliver meaningful tax advantages, and diversify portfolios. Participants will explore the global energy landscape, key market trends, and the legal and tax frameworks that make these opportunities unique. Through case studies and real-world examples, the course highlights how strategic structuring and due diligence can enhance returns while managing risk. Attendees will leave with practical insights into how energy investments fit into a broader financial strategy for clients seeking tax-efficient alternatives.

This course examines how fees and governance influence investor outcomes in private real estate and alternative investments. Participants will examine common sponsor fee structures, governance rights, and due diligence practices used to evaluate private investment opportunities. Through practical examples and case studies, the course demonstrates how economic terms and governance provisions can significantly affect net investor returns. Attendees will also learn a structured framework for comparing sponsors, assessing risks, and documenting investment recommendations. By the end of the course, participants will be better prepared to evaluate private investments using a consistent and defensible due diligence process.

This course provides an overview of 1031 like-kind exchanges and how Delaware Statutory Trusts (DSTs) and 721 exchanges may be used in real estate investment planning. Participants will review the basic rules and timelines of a 1031 exchange, along with common replacement property options available to investors. The course also introduces the structure of 721 exchanges and how they may allow investors to transition real estate holdings into a REIT structure. By the end of the session, attendees will have a clearer understanding of these strategies and how they may be used in client conversations around tax deferral and portfolio diversification.

This course examines how Management Services Organizations (MSOs) can serve as a coordinated planning and execution framework for CPAs and RIAs working with business-owner clients. Participants will learn why traditional tax and investment advice often falls short without implementation and how MSOs help bridge that gap through governance, documentation, and disciplined execution. The session explores MSO mechanics, roles and responsibilities, lifecycle planning, and real-world applications, including advanced tax and exit strategies. By the end of the course, attendees will understand how MSO planning can improve client outcomes while supporting recurring revenue, retention, and long-term advisory value.

This course takes a closer look at today's housing market and the unique opportunities it creates for investors. We'll talk about the factors driving the housing shortage, compare single-family and multifamily strategies, and highlight why regions like Minnesota are worth paying attention to. We'll also learn about the risks that come with residential real estate and practical ways to manage them. Real-world case studies will bring the concepts to life and give you tools you can use in your own practice.

This course explores how charitable land donations can be used as effective tools for tax mitigation while maintaining compliance with current regulations. Participants will gain a practical understanding of strategies such as conservation easements and fee simple donations, and how recent legislative changes affect their application. Through real examples and discussion of due diligence practices, attendees will learn how to evaluate risk, ensure proper valuation, and identify suitable opportunities for clients. By the end of the session, advisors will be better equipped to guide investors in using land-based charitable strategies to achieve both financial and philanthropic goals.