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Provider: Kaplan Financial Education
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C80180
Kaplan Financial Education
Credits
1.0
Content Area
Ethics & Professional Responsibility
Topic(s)
Ethics
Seniors, elders, or vulnerable adults
Credits
1.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Overview/Beginner
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
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C80792
Kaplan Financial Education
Credits
1.5
Content Area
Products and Practice
Description

This course explains the ethical and regulatory obligations of financial professionals when recommending deferred variable annuities. It highlights FINRA Rule 2330, focusing on suitability, supervision, and disclosure requirements to ensure client-first decision-making.

Topic(s)
Annuities
Credits
1.5
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand
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