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Course Date
41 - 44 of 44
Credits
1.5
Content Area
Products and Practice
Description

This course, presented by Paul Hood, provides an in-depth analysis of the potential tax law changes following the 2024 election and their impact on financial planning strategies. The session covers key issues such as the Byrd Rule's effect on the Tax Cuts and Jobs Act, the likelihood of legislative modifications before provisions sunset in 2026, and how political dynamics influence tax policy decisions. Participants will gain insights into strategic tax planning, including considerations for estate and gift taxes, charitable contributions, grantor trusts, and asset protection strategies. The course emphasizes risk assessment for clients, highlighting prudent approaches to managing uncertainty in light of evolving tax laws. Through detailed discussions on various planning techniques, professionals will be better equipped to advise clients on actions to take'or avoid'as they prepare for future legislative changes.

Topic(s)
Continuing Education
Generational Planning
Tax
Credits
1.5
Format
Live webinar/online presentation
Video/recorded webinar
Other Professional Designations
CFP
PFS
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand
Credits
1.0
Content Area
Ethics & Professional Responsibility
Description

The course for CFP and CPA financial planning professionals focuses on equipping fiduciaries with essential skills to evaluate, justify, and manage life insurance policies under best-interest regulations. Participants learn about cost-transparency, policy illustrations, and diversification strategies, ensuring recommendations align with fiduciary standards like those outlined by FINRA and the Uniform Prudent Investor Act. The class also emphasizes leveraging independent research tools like Veralytic and using stochastic modeling to assess long-term policy viability. This ensures practitioners can confidently navigate the complex life insurance landscape, protecting client interests and complying with evolving industry regulations.

Topic(s)
Business Continuity Plans/Succession Plans
Fiduciary Duty
Insurance
Credits
1.0
Format
Live webinar/online presentation
Video/recorded webinar
Other Professional Designations
CFP
PFS
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
Credits
1.0
Content Area
Products and Practice
Description

This course provides financial professionals with an evidence-based update on U.S. economic conditions and stock market trends as of August 19, 2025. Fritz Meyer analyzes key indicators including PMI data, employment trends, consumer spending, GDP forecasts, and inflation, offering insight into how these data points impact client portfolios. The course emphasizes long-term growth patterns, the wealth effect from baby boomers, and the role of earnings expectations in supporting high equity valuations. It also explores American exceptionalism, U.S. vs. international equity performance, and the implications of federal debt and deficits. Designed for CFP, CPA, CIMA, and IAR CE and CPE credit, this course helps professionals better understand today's financial landscape and communicate it effectively to clients.

Topic(s)
Bonds/debt securities
Client Relationships
Investment Advisory Services
Credits
1.0
Format
Live webinar/online presentation
Video/recorded webinar
Other Professional Designations
CFP
PFS
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand

Why Clients Don’t Implement Good Financial Advice

C82363
Credits
1.0
Content Area
Ethics & Professional Responsibility
Description

Technically sound financial advice does not always produce client action. This course gives advisors a practical framework for determining why a client is not implementing a recommendation and what to address first. Participants learn to distinguish five common barriers—misunderstanding, cognitive bias, emotion, relationship conflict, and low readiness—and to recognize when more than one barrier is operating. The course then introduces a neutral, question-based method for identifying the controlling barrier: the barrier that must be addressed before the client can move forward.
The presentation emphasizes observation, inquiry, and appropriate initial responses. It does not train advisors to diagnose clients or provide mental-health treatment; instead, it strengthens the advisor’s ability to clarify, explore, sequence, and facilitate sound client decision-making within the advisor’s professional role.

Topic(s)
Conflicts of Interest
Disclosures
Discretion/Trading Authorization
Equities
Ethics
Financial Planning
General advisory
Investment Planning
Portfolio Management
Professional Conduct
Retirement planning
Securities Products
Seniors, elders, or vulnerable adults
Suitability
Tax
Credits
1.0
Format
Live webinar/online presentation
Other Professional Designations
CFP
PFS
CIMA
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
Scheduled Date