Approved IAR CE Courses

This three-hour course will include deep discussion on Elder Abuse and best practices for guarding clients against manipulation and scams. Strategies for avoiding becoming a victim and tools to support this will also be covered.

Discussion on Insider Trading and Selling Away will also be covered. An education on rules, internal/firm versus those in government will also be given.

Time will also be spent discussing Anti-Money Laundering policies, customer rules and strategies for compliance.

This three-hour course will include deep discussion on the current state of the economy including legislative changes and the impending possible implications based on these changes. Current Tax Law issues and changes will also be discussed.

Time will be spent on concepts regarding Roth and Roth conversions including which clients this benefits the most and best timing for conversions.

The topic of IPOs vs Private Equity/Venture Capital will also be covered. Discussion revolving around the last 30 years of the market, its evolvement and where it is heading will also be covered.

Discussion on the inner working of Trump Accounts will also be discussed. An education on how they work, where they make sense and what do once a child turns 18.

This course will cover the importance of retirement planning as a fiduciary duty. Topics to be covered will include; retirement plans, life insurance, trusts, Social Security and Medicare. The importance of planning for taxes in retirement will also be covered.