Approved IAR CE Courses

Elder financial abuse doesn’t usually start with bad intentions. It often begins with someone trying to help. In this presentation, we walk through a real-world scenario where caregiving gradually turns into unmonitored financial control. We’ll highlight the key red flags across family dynamics, financial changes, and cognitive shifts that professionals often miss. Most importantly, we’ll give you practical ways to detect early warning signs, prevent risk, and protect both your clients and yourself. Because in this space, awareness is everything—and every professional plays a role in safeguarding seniors.

This session explores how AI is transforming financial planning and what that means for the role of the advisor. Attendees will gain clarity on which aspects of planning are being automated such as analysis, modeling, and administrative tasks and where human expertise becomes even more valuable, including judgment, client communication, and behavioral coaching.

Join us for an insightful session where attendees will discover why private markets present unique investment opportunities. Learn how to evaluate the advantages and challenges of private market investments, gain tools for comparing offerings and understanding fund structures, and identify key questions to ask when considering these opportunities for clients.

This presentation provides education on succession planning as a core component of risk management and long-term estate planning for RIA owners. Attendees will learn how the absence of a clear succession strategy can create risks for clients, firm continuity, and enterprise value, and how to evaluate internal and external transition options through a planning lens.