Approved IAR CE Courses

This course provides a comprehensive and practical exploration of the hedge fund industry for financial advisors and investment adviser representatives (IARs). Through a combination of foundational instruction and manager case studies participants will build a working knowledge of hedge fund structures, strategies, operational oversight, and client suitability considerations. The course also addresses evolving market dynamics, regulatory developments, and fiduciary responsibilities when assessing hedge fund investments. By the end, advisors will be better equipped to evaluate hedge fund offerings and articulate the potential portfolio role and risks of various hedge fund strategies in a client-appropriate, transparent manner.

This course provides Investment Adviser Representatives with a foundational and practical understanding of private credit within the broader alternative investment landscape. It covers key regulatory thresholds, core fund structures (such as BDCs, interval funds, drawdown vehicles, and evergreen funds), and the primary risks and fees associated with private market investments. The program emphasizes fiduciary duties, ethical obligations, and compliance considerations when recommending or managing private credit strategies. Through online and in-person components, participants will also explore documentation best practices, conflict management, and suitability assessments to ensure client-centric outcomes. The course is designed to help advisers engage confidently and responsibly in the growing private credit space.

This course provides Investment Adviser Representatives with a foundational and practical understanding of private credit within the broader alternative investment landscape. It covers key regulatory thresholds, core fund structures (such as BDCs, interval funds, drawdown vehicles, and evergreen funds), and the primary risks and fees associated with private market investments. The program emphasizes fiduciary duties and compliance considerations when recommending or managing private credit strategies. Through online and in-person components, participants will also explore documentation best practices, conflict management, and suitability assessments to ensure client-centric outcomes. The course is designed to help advisers engage confidently and responsibly in the growing private credit space.

This course provides Investment Adviser Representatives with a foundational and practical understanding of private credit within the broader alternative investment landscape. The program emphasizes fiduciary duties, ethical obligations, and compliance considerations when recommending or managing private credit strategies. Through online and in-person components, participants will also explore documentation best practices, conflict management, and suitability assessments to ensure client-centric outcomes. The course is designed to help advisers engage confidently and responsibly in the growing private credit space.

This course provides a practical, fiduciary-focused introduction to private markets and alternative investments tailored for investment adviser representatives (IARs) and related professionals. Participants will explore the fundamental characteristics of private equity, private credit, hedge funds, and real assets, along with key implementation considerations such as liquidity budgeting, risk management, and client suitability. The course also covers fund structures, fees, and manager due diligence, emphasizing the advisor's role in balancing access with fiduciary responsibilities. Additional modules address real-world challenges including capacity constraints, proprietary product conflicts, and regulatory expectations. Designed for professionals with limited background in alternatives, the course delivers accessible, actionable education aligned with current advisory practices.