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Credits
Level of Complexity
Format
Other Professional Designations
Insurance Jurisdiction
Course Date
401 - 410 of 642
Credits
2.0
Content Area
Products and Practice
Description

This course is designed to enhance the knowledge and skills of investment advisory representatives by providing a comprehensive understanding of various investment strategies. It covers fundamental concepts, practical applications, risk management techniques, and emerging trends in the investment landscape. By the end of this course, participants will be better equipped to develop and implement effective investment strategies tailored to their client's needs.Course Description:Unlock the Secrets of Successful Investing with Our Comprehensive Investment Strategies CourseAre you ready to elevate your investment acumen and confidently navigate the complex world of finance? Our in-depth Investment Strategies Course is meticulously designed for aspiring and seasoned investment advisory representatives who aim to master both the foundational concepts and advanced strategies essential for delivering exceptional value to clients. Spanning across four intensive modules, this course delves into fundamental investment principles, explores the nuances of passive and active investment strategies, and equips you with the skills to develop personalized investment policies that align with diverse client profiles.From understanding the intricacies of Modern Portfolio Theory and behavioral finance to expertly applying value, growth, income, momentum, and contrarian investing strategies, you'll gain a holistic understanding of the investment landscape. Through engaging content, practical exercises, real-world case studies, and comprehensive resources, you'll be empowered to craft tailored investment plans, optimize portfolio performance, and foster lasting client relationships. Embark on this transformative journey to enhance your professional expertise and drive sustained financial success for your clients.

Topic(s)
Equities
Investment Planning
Portfolio Management
Credits
2.0
Format
Text-Only
Other Professional Designations
CFP
Complexity
Overview/Beginner
Content Area
Products and Practice
Course Date
On Demand

Investment Vehicles and Investment Vehicle Characteristics

C26871
Credits
2.0
Content Area
Products and Practice
Topic(s)
Financial Planning
Investment Advisory Services
Investment Planning
Credits
2.0
Format
eLearning module
Other Professional Designations
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand

Invia - Tax Mitigation Through Land Donation

C28123
Credits
1.0
Content Area
Products and Practice
Description

This course explores how charitable land donations can be used as effective tools for tax mitigation while maintaining compliance with current regulations. Participants will gain a practical understanding of strategies such as conservation easements and fee simple donations, and how recent legislative changes affect their application. Through real examples and discussion of due diligence practices, attendees will learn how to evaluate risk, ensure proper valuation, and identify suitable opportunities for clients. By the end of the session, advisors will be better equipped to guide investors in using land-based charitable strategies to achieve both financial and philanthropic goals.

Topic(s)
Investment Planning
Credits
1.0
Format
Live webinar/online presentation
Other Professional Designations
CFP
Complexity
Intermediate
Content Area
Products and Practice
Course Date
Scheduled Date

IRA Rollovers

C28171
Credits
2.5
Content Area
Products and Practice
Description

This course will discuss anti-money laundering (AML), including the rules and regulations surrounding the obligations of anti-money laundering compliance programs.We will also discuss cybersecurity rules and best practices for firms to adopt to protect themselves from cybersecurity attacks.

Topic(s)
Financial Planning
Investment Advisory Services
Retirement planning
Credits
2.5
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand

Irrevocable Life Insurance Trusts

C27366
Credits
2.0
Content Area
Products and Practice
Topic(s)
Financial Planning
General advisory
Insurance
Credits
2.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand

IRS Dirty Dozen - Annual List of Scams and Schemes

C28223
Credits
2.0
Content Area
Ethics & Professional Responsibility
Description

This course reviews the items on the 2025 Dirty Dozen list, explaining the nature of these schemes and their impact on taxpayers and tax professionals. In addition, we have included some items from previous years Dirty Dozen lists; these are focused on fraud associated with certain highly promoted activities (CRATs, foreign treaties, captive insurance companies, and monetized installment sales),consumer-related fraud, and tax-avoidance activities typically engaged in by high-net-worth individuals.The 2025 Dirty Dozen list was originally published in the following order, but for the sake of clarity we have presented them in a slightly different order in this course:1.Phishing and smishing2.Bad social media advice3.IRS individual online account help from scammers4.Fake charities5.False Fuel Tax Credit claims6.Credits for sick leave and family leave7.Bogus self-employment tax credit8.Improper household employment taxes9.Overstated withholding scam10.Misleading offers in compromise11.Ghost tax return preparers12.New client scams and spear phishing

Topic(s)
Ethics
Financial Crime
Tax
Credits
2.0
Format
eLearning module
Other Professional Designations
CFP
CIMA
Complexity
Intermediate
Content Area
Ethics & Professional Responsibility
Course Date
On Demand
Credits
1.0
Content Area
Products and Practice
Description

This course, Key Variables in Retirement Portfolio Analysis, provides financial professionals with a deep understanding of the factors that impact retirement portfolio sustainability and income adequacy. Participants will explore critical concepts such as asset allocation, withdrawal strategies, inflation considerations, portfolio costs, and the role of required minimum distributions (RMDs) in retirement planning. Through data-driven analysis, the course examines how different withdrawal methods'fixed-dollar, percentage-based, and RMDs'affect portfolio longevity, as well as the importance of adjusting historical returns for realistic future projections. Additionally, attendees learn how equity exposure helps combat inflation and why cost sensitivity plays a crucial role in long-term financial success. By the end of the course, professionals are equipped with the practical knowledge needed to implement low-expense retirement income strategies and optimize portfolio management for clients while meeting requirements as fiduciaries.

Topic(s)
Annuities
Investment Planning
Retirement planning
Credits
1.0
Format
Live webinar/online presentation
Video/recorded webinar
Other Professional Designations
CFP
PFS
Complexity
Intermediate
Content Area
Products and Practice
Course Date
On Demand